Regulatory Disclosure

Important Information for Clients and Investors

This website (“Site”) is presented to you by SANGUINE WEALTH ADVISORS LLP. SANGUINE WEALTH ADVISORS LLP provides both advisory services and execution / distribution services however through distinct identifiable divisions.

The client is under no obligation to avail either or both advisory services and execution/distribution services from SANGUINE WEALTH ADVISORS LLP.

Registration granted by SEBI, membership of BASL  and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of return to investors. “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

SANGUINE WEALTH ADVISORS LLP may also get marketing expense reimbursements from various product manufacturers. Reimbursements may not be attributed to any particular scheme, solution, and product being offered by such providers.

Regulatory Disclosure

Scheme Type Trail Commission – 1st Year per annum Trail Commission -2nd Year onwards, per annum
Liquid & Floating Schemes 0.05% – 0.10% 0.05% – 0.10%
Ultra Short Term Schemes 0.05% – 0.10% 0.05% – 0.10%
Short Term Schemes 0.10% – 0.60% 0.10% – 0.55%
Income Schemes 0.25% – 1.50% 0.25% – 1.50%
Gilt Schemes 0.20% – 0.75% 0.20% – 0.75%
Monthly Income Plan 0% – 1.00% 0% – 1.00%
Hybrid Schemes 0% – 1.00% 0% – 1.00%
Arbitrage Funds 0% – 0.70% 0% – 0.70%
Fund of Funds 0% – 1.00% 0% – 1.00%
ELSS 0.25% – 1.25% 0.25% – 1.25%
Index Fund 0.40% – 0.75% 0.40% – 0.75%
Equity & Balanced 0.50% -1.30% 0.50% -1.30%
Fixed Maturity Plans 0.05% – 0.50% 0.05% – 0.50%
Insurance Plans Not Applicable Not Applicable
Bonds / FDs 0% – 0.03% 0% – 0.03%
Equities Not Applicable Not Applicable
AIF 1 – 1.5% 1 – 1.5%

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 are as under :-

Financial Year Compliance Audit Status Remark, If Any
FY 2025- 2026 Conducted NIL
FY 2024- 2025 Conducted NIL
FY 2023- 2024 Conducted NIL
FY 2022- 2023 Conducted NIL
FY 2021- 2022 Conducted NIL
FY 2020-2021 Conducted NIL
FY 2019-2020 Conducted NIL
FY 2018-2019 Conducted NIL
5th Feb 2018 to 31st March 2018 Conducted NIL

Holding details of Amar Tekwani – Principal Officer / Investments Advisor as on date 30th September 2026

Instrument Name Asset Class Category
HDFC Arbitrage Wholesale- Growth Direct Arbitrage Arbitrage
SBI Arbitrage Opportunity Fund Arbitrage Arbitrage
Mirae Asset Tax Saver Fund-Growth Direct Equity ELSS
Parag Parikh Flexi Cap Fund – Growth Direct Equity Flexi Cap
Canara Robeco Emerging Equities – Growth Direct Equity Large and Mid cap
HDFC Large and mid cap Fund-Growth-Direct 21751649/57 Equity Large and Mid cap
kotak multi cap Fund Equity Multi cap
Nippon India Nifty 50 Value 20 Fund-direct-Growth Equity Large cap
SBI Nifty Index Fund-Growth Direct Equity Large cap
Motilal oswal Nifty Microcap 250 Index Fund Equity Micro cap
SBI Magnum Mid cap Growth-Direct Equity Mid cap
Motilal oswal midcap fund Equity Mid cap
HDFC Mid cap Fund-Growh Direct-21751649/57 Equity Mid cap
HDFC Nifty 200 Momentum 30 Index Fund Equity Momentum
TATA Nifty Midcap 150 Momentum 50 Index Fund Equity momentum
Nippon India Nifty 500 Momentum 50 Index Direct-G  Equity MOmentum
HDFC Multi cap Fund Equity Multi cap
Bandhan Small cap Fund  Equity Small cap
TATA Small cap Fund – Growth Direct-8886874/22 Equity Small cap
HDFC Liquid – Growth Direct–21751649/57 Debt Liquid
Bandhan Liquid Fund -Growth Direct Debt Liquid
Kotak liquid fund Debt Liquid
Nippon India Tax Saver Fund (ELSS) Growth (NWL*)-43513593985 Equity ELSS
Aditya Birla Sun Life Frontline Equity Fund Growth Equity Large Cap
DSP Top 100 Equity Fund Regular Plan Growth (WL**) Equity Large Cap
Nippon India Banking & Financial Services Fund Growth Plan Equity Sectoral -Banking
HDFC Liquid Fund-Growth Debt Liquid
HDFC Mid Cap Opportunities Fund Growth Equity Mid cap
ICICI Prudential Bluechip Fund Growth Equity Large cap
Nippon India Large Cap Fund – Growth Equity Large cap
Nippon IndiaTax Saver Fund -Growth Equity ELSS
Abbott India Limited Equity Direct Equity
KEC International Equity Direct Equity
ACC Limited Equity Direct Equity
ACE Limited Equity Direct Equity
Union bank Of India Equity Direct Equity
ELGI Equipments Equity Direct Equity
3I Infotech Equity Direct Equity
Adani Ports Equity Direct Equity
Adani Power Equity Direct Equity
Aditya Birla Sun Life Silver ETF Commodity Silver ETF
Affle India  Equity Direct Equity
Ajanta Pharma Limited Equity Direct Equity
Ambuja Cement Equity Direct Equity
Astral Limited Equity Direct Equity
AU Small Finance Bank Limited Equity Direct Equity
Axis Bank Equity Direct Equity
BAJAJ FINSE Equity Direct Equity
Balkrishna Industries Equity Direct Equity
BATA INDI LTD Equity Direct Equity
BEL Equity Direct Equity
Birlasoft Equity Direct Equity
Canara Bank Limited Equity Direct Equity
Castrol Limited Equity Direct Equity
CIPLA LTD. Equity Direct Equity
Cohance life science limited Equity Direct Equity
COLGATE PALM Equity Direct Equity
CONCOR Equity Direct Equity
CRISIL LTD* Equity Direct Equity
Divis lab Equity Direct Equity
EICHER MOTORS LTD. Equity Direct Equity
Elecon Engineereing Equity Direct Equity
ESCORTS KUBOTA LIMITED Equity Direct Equity
Fine organics  Equity Direct Equity
Fortis Healthcare Equity Direct Equity
Gabriel India Limited Equity Direct Equity
Goel Construction Equity Direct Equity
Greaves Cotton Limited Equity Direct Equity
GRINDWEL NOR (BSE INDONEXT) Equity Direct Equity
HCL TECHNO Equity Direct Equity
HDFC Bank Limited Equity Direct Equity
HDFC Life Insurance Equity Direct Equity
HDFC Nifty 200 Momentum 30 Index Fund Equity Direct Equity
HDFC Small cap 250 ETF Equity Equity ETF
ICICI BANK L Equity Direct Equity
ICICI Prudential 10 year G Sec ETF Debt Debt ETF
Icici Prudential Nifty Midcap 150 Etf Equity Equity ETF
Icici Prudential Nifty50 Value 20 Etf Equity Equity ETF
Lakshmi Machine works Equity Equity ETF
Liquid Plus Equity Debt
Indusind Bank Equity Direct Equity
Intellect design Equity Direct Equity
ITC Limited Equity Direct Equity
JIONFIN Equity Direct Equity
JK cement Equity Direct Equity
Kajaria Ceramics Equity Direct Equity
Kaynes Technology Limited Equity Direct Equity
KNR Construction Equity Direct Equity
L&T TECHNOLOGY SERVICES LTD Equity Direct Equity
LARSEN & TOUBRO LTD. Equity Direct Equity
Linde India Equity Direct Equity
MAHARASH SEA Equity Direct Equity
MARUTISUZUKI Equity Direct Equity
MAXHEALTH Equity Direct Equity
METROPOLIS HEALTHCARE LTD Equity Direct Equity
Mirae Asset Gold ETF Commodity Gold ETF
Mirae asset Nifty midcap 150 ETF Equity Direct Equity
Motilal Oswal Nifty Midcap 100 ETF Equity Equity ETF
Mphasis Limited Equity Direct Equity
Mrs. Bector Food Speciality Equity Direct Equity
MUTHOOT FIN LTD Equity Direct Equity
NESTLE LTD Equity Direct Equity
Nilkamal Limited Equity Direct Equity
NIPPON IND ETF NIFTY IT Equity Direct Equity
Nippon India  ETF Gold BeES Commodity Gold ETF
Nippon India ETF Nifty 50 value 20 Equity Direct Equity
NIPPON INDIA MF – NIPPON INDIA SILVER ETF Commodity Silver ETF
Nuvama Wealth Equity Direct Equity
one 97 Communication Equity Direct Equity
Pidilte Equity Direct Equity
Praj Industries Equity Direct Equity
PROCTER & GAMBLE HEALTH LTD Equity Direct Equity
Radico Khaitan  Equity Direct Equity
Rainbow Children Medcare Equity Direct Equity
Relaxo Industries Equity Direct Equity
SANOFI INDIA Equity Direct Equity
SBI-ETF Nifty 50 Equity Direct Equity
Solar Indutries Limited Equity Direct Equity
SRF Limited Equity Direct Equity
STATE BANK OF INDIA Equity Direct Equity
Sumitomo chemicals Equity Direct Equity
SUN PHARMACEUTICALS LTD. Equity Direct Equity
Supreme Industries Equity Direct Equity
TATA MOTORS Equity Direct Equity
TIPSMUSIC Equity Direct Equity
TITAN IND. Equity Direct Equity
TRIVENI TURBINE LTD. Equity Direct Equity
TVSMOTOR Equity Direct Equity
UTI Silver ETF Commodity Silver ETF
VIJAYA Equity Direct Equity
VINATI ORGAN(BSE INDONEXT) Equity Direct Equity
WENDT Equity Direct Equity
WESTLIFE Equity Direct Equity
ZEE ENTER Equity Direct Equity
ZENTEC Equity Direct Equity

Holding details of Gaurav Jhanwar as on date 30th September 2026

Instrument Name Asset class Category
Relaxo Equity Direct Stocks
ATGL Equity Direct Stocks
Axis large and mid cap Fund Equity Large and mid cap
Canara Robeco ELSS Tax Saver Fund Equity ELSS
Canara Robeco Small Cap Equity Small cap
Edelweiss Nifty 100 Quality 30 Index Dir Gr Equity Large cap
Edelweiss US Technology Equity FOF Reg Gr Equity Global
FranklIn India Small Cap Fund Gr Equity Small cap
HDFC Nifty 50 Index Fund Dir Equity Large cap
HSBC Midcap Fund Equity Mid cap
Kotak US Specific Equity Passive FOF Equity Global
Motilal Oswal Nifty MicroCap 250 Index Fund Equity Micro cap
Nippon India Large Cap Fund Gr Equity Large cap
Nippon India Multi Cap Gr Equity Multi cap
Nippon India Small Cap Dir Gr Equity Small cap
PGIM India Flexi Cap Equity Flexi cap
PGIM India Global Equity Opportunities FOF Equity Global
Parag Parikh ELSS Tax Saver Reg Equity ELSS
Sundaram Services Fund Equity Thematic
Tata Nifty Capital Markets Index Fund Equity Thematic
Tata Nifty Midcap 150 Momentum 50 Index Fund Equity Momentum
UTI Nifty 500 Value 50 Index Fund Equity Large cap
WhiteOak Capital Mid Cap Fund Equity Mid cap
Bandhan Liquid Fund Liquid Debt-Liquid
Bandhan Small Cap Equity Small cap
HDFC Focused Fund Gr Equity Focused
HDFC Liquid Gr Liquid Debt-Liquid
HDFC Nifty 200 Momentum 30 Index Fund Equity Momentum
ICICI Pru Midcap Gr Equity Mid cap
Kotak Liquid Fund Reg Plan G Liquid Debt-Liquid
Kotak MultiCap Fund Equity Multi cap
LEEL Electricals Equity Direct Stocks
Sunil Hitech Equity Direct Stocks
ZICOM Elecronics Equity Direct Stocks
Teamo Productions Equity Direct Stocks
Metalyst Forging Equity Direct Stocks
Birlasoft Equity Direct Stocks
Reliance Industries Equity Direct Stocks
Network 18 Media and Investments Equity Direct Stocks
SGL Resources Limited Equity Direct Stocks

SEBI Saa₹thi 2.0 Mobile App

SEBI has recently launched its Saa₹thi 2.0 Mobile App on Personal Finance for Investors. The updated “Saa₹thi” app introduces a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts. It includes financial calculators, and has different modules that introduce and explain KYC procedures, mutual funds, ETFs, buying and selling shares on stock exchanges, investor grievances redressal mechanism, and the Online Dispute Resolution (ODR) platform. Additionally, the app features a range of videos designed to assist investors in their personal finance planning.

Download SEBI Saarthi 2.0 Mobile App from Google Play
Download SEBI Saarthi 2.0 Mobile App from Google Play