Regulatory Disclosure

This website (“Site”) is presented to you by SANGUINE WEALTH ADVISORS LLP. SANGUINE WEALTH ADVISORS LLP provides both advisory services and execution / distribution services however through distinct identifiable divisions.

The client is under no obligation to avail either or both advisory services and execution/distribution services from SANGUINE WEALTH ADVISORS LLP.

Registration granted by SEBI, membership of BASL  and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of return to investors. “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

SANGUINE WEALTH ADVISORS LLP may also get marketing expense reimbursements from various product manufacturers. Reimbursements may not be attributed to any particular scheme, solution, and product being offered by such providers.

Regulatory Disclosure

Scheme Type Trail Commission – 1st Year per annum Trail Commission -2nd Year onwards, per annum
Liquid & Floating Schemes 0.05% – 0.10% 0.05% – 0.10%
Ultra Short Term Schemes 0.05% – 0.10% 0.05% – 0.10%
Short Term Schemes 0.10% – 0.60% 0.10% – 0.55%
Income Schemes 0.25% – 1.50% 0.25% – 1.50%
Gilt Schemes 0.20% – 0.75% 0.20% – 0.75%
Monthly Income Plan 0% – 1.00% 0% – 1.00%
Hybrid Schemes 0% – 1.00% 0% – 1.00%
Arbitrage Funds 0% – 0.70% 0% – 0.70%
Fund of Funds 0% – 1.00% 0% – 1.00%
ELSS 0.25% – 1.25% 0.25% – 1.25%
Index Fund 0.40% – 0.75% 0.40% – 0.75%
Equity & Balanced 0.50% -1.30% 0.50% -1.30%
Fixed Maturity Plans 0.05% – 0.50% 0.05% – 0.50%
Insurance Plans Not Applicable Not Applicable
Bonds / FDs 0% – 0.03% 0% – 0.03%
Equities Not Applicable Not Applicable
AIF 1 – 1.5% 1 – 1.5%

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 are as under :-

Financial Year Compliance Audit Status Remark, If Any
FY 2025- 2026 Conducted NIL
FY 2024- 2025 Conducted NIL
FY 2023- 2024 Conducted NIL
FY 2022- 2023 Conducted NIL
FY 2021- 2022 Conducted NIL
FY 2020-2021 Conducted NIL
FY 2019-2020 Conducted NIL
FY 2018-2019 Conducted NIL
5th Feb 2018 to 31st March 2018 Conducted NIL

Holding details of Amar Tekwani – Principal Officer / Investments Advisor as on date 30th June 2026

Instrument Name Asset Class Category
3I INFOTECH LIMITED Equity Direct Stocks
ABBOTT INDIA LIMITED Equity Direct Stocks
ACC LIMITED Equity Direct Stocks
ACTION CONSTRUCTION EQUIPMENT LIMITED Equity Direct Stocks
ADANI PORTS AND SPECIAL ECONOMIC ZONE LIMITED Equity Direct Stocks
ADANI POWER LIMITED Equity Direct Stocks
ADITYA BIRLA SUN LIFE MUTUAL FUND Equity Direct Stocks
AFFLE 3I LIMITED Equity Direct Stocks
AJANTA PHARMA LIMITED Equity Direct Stocks
AMBUJA CEMENTS LIMITED Equity Direct Stocks
ASTRAL LIMITED Equity Direct Stocks
AU SMALL FINANCE BANK LIMITED Equity Direct Stocks
AXIS BANK LIMITED Equity Direct Stocks
BAJAJ FINSERV LIMITED Equity Direct Stocks
BALKRISHNA INDUSTRIES LIMITED Equity Direct Stocks
BATA INDIA LTD Equity Direct Stocks
BATA INDIA LTD Equity Direct Stocks
BHARAT ELECTRONICS LIMITED Equity Direct Stocks
BIRLASOFT LIMITED Equity Direct Stocks
CANARA BANK Equity Direct Stocks
CASTROL INDIA LIMITED Equity Direct Stocks
CERA SANITARYWARE LIMITED Equity Direct Stocks
CIPLA LIMITED Equity Direct Stocks
COHANCE LIFESCIENCES LIMITED Equity Direct Stocks
COLGATE-PALMOLIVE (INDIA) LIMITED Equity Direct Stocks
COLGATE-PALMOLIVE (INDIA) LIMITED Equity Direct Stocks
CONTAINER CORPORATION OF INDIA LIMITED Equity Direct Stocks
CRISIL LIMITED Equity Direct Stocks
DIVIS LABORATORIES LIMITED Equity Direct Stocks
EICHER MOTORS LIMITED Equity Direct Stocks
ELECON ENGINEERING COMPANY LIMITED Equity Direct Stocks
ELGI EQUIPMENTS LIMITED Equity Direct Stocks
ESCORTS KUBOTA LIMITED Equity Direct Stocks
FORTIS HEALTHCARE LIMITED Equity Direct Stocks
GABRIEL INDIA LIMITED Equity Direct Stocks
GOEL CONSTRUCTION COMPANY LIMITED Equity Direct Stocks
GREAVES COTTON LIMITED Equity Direct Stocks
GRINDWELL NORTON LIMITED Equity Direct Stocks
HCL TECHNOLOGIES LIMITED Equity Direct Stocks
HDFC BANK LIMITED Equity Direct Stocks
HDFC LIFE INSURANCE COMPANY LIMITED Equity Direct Stocks
HDFC MUTUAL FUND Equity Direct Stocks
HDFC MUTUAL FUND Equity Direct Stocks
ICICI BANK LIMITED Equity Direct Stocks
ICICI BANK LIMITED Equity Direct Stocks
ICICI PRUDENTIAL MUTUAL FUND Equity Direct Stocks
ICICI PRUDENTIAL MUTUAL FUND Equity Direct Stocks
ICICI PRUDENTIAL MUTUAL FUND Equity Direct Stocks
INDUSIND BANK LTD. Equity Direct Stocks
INTELLECT DESIGN ARENA LIMITED Equity Direct Stocks
ITC LIMITED Equity Direct Stocks
J. K. CEMENT LIMITED. Equity Direct Stocks
JIO FINANCIAL SERVICES LIMITED Equity Direct Stocks
JIO FINANCIAL SERVICES LIMITED Equity Direct Stocks
KAJARIA CERAMICS LIMITED Equity Direct Stocks
KAYNES TECHNOLOGY INDIA LIMITED Equity Direct Stocks
KEC INTERNATIONAL LIMITED Equity Direct Stocks
KNR CONSTRUCTIONS LIMITED Equity Direct Stocks
KWALITY WALLS (INDIA) LIMITED Equity Direct Stocks
KWALITY WALLS (INDIA) LIMITED Equity Direct Stocks
L&T TECHNOLOGY SERVICES LIMITED Equity Direct Stocks
LARSEN AND TOUBRO LIMITED Equity Direct Stocks
LARSEN AND TOUBRO LIMITED Equity Direct Stocks
LINDE INDIA LIMITED Equity Direct Stocks
LMW LIMITED Equity Direct Stocks
MAHARASHTRA SEAMLESS LIMITED Equity Direct Stocks
MARUTI SUZUKI INDIA LIMITED Equity Direct Stocks
MAX HEALTHCARE INSTITUTE LIMITED Equity Direct Stocks
METROPOLIS HEALTHCARE LIMITED Equity Direct Stocks
MIRAE ASSET MUTUAL FUND Equity Direct Stocks
MIRAE ASSET MUTUAL FUND Equity Direct Stocks
MOTILAL OSWAL MUTUAL FUND Equity Direct Stocks
MPHASIS LIMITED Equity Direct Stocks
MRS. BECTORS FOOD SPECIALITIES LIMITED Equity Direct Stocks
MUTHOOT FINANCE LIMITED Equity Direct Stocks
MUTHOOT FINANCE LIMITED Equity Direct Stocks
NESTLE INDIA LIMITED Equity Direct Stocks
NESTLE INDIA LIMITED Equity Direct Stocks
NIPPON INDIA MUTUAL FUND Equity Direct Stocks
NIPPON INDIA MUTUAL FUND Equity Direct Stocks
NIPPON INDIA MUTUAL FUND Equity Direct Stocks
NIPPON INDIA MUTUAL FUND Equity Direct Stocks
NIPPON INDIA MUTUAL FUND Equity Direct Stocks
NUVAMA WEALTH MANAGEMENT LIMITED Equity Direct Stocks
ONE 97 COMMUNICATIONS LIMITED Equity Direct Stocks
PIDILITE INDUSTRIES LIMITED Equity Direct Stocks
PRAJ INDUSTRIES LIMITED Equity Direct Stocks
PROCTER & GAMBLE HEALTH LIMITED Equity Direct Stocks
RADICO KHAITAN LIMITED Equity Direct Stocks
RAINBOW CHILDRENS MEDICARE LIMITED Equity Direct Stocks
SANOFI INDIA LIMITED Equity Direct Stocks
SANOFI INDIA LIMITED Equity Direct Stocks
SBI MUTUAL FUND Equity Direct Stocks
SOLAR INDUSTRIES INDIA LIMITED Equity Direct Stocks
SRF LIMITED Equity Direct Stocks
STATE BANK OF INDIA Equity Direct Stocks
SUMITOMO CHEMICAL INDIA LIMITED Equity Direct Stocks
SUN PHARMACEUTICAL INDUSTRIES LIMITED Equity Direct Stocks
TATA MOTORS LIMITED Equity Direct Stocks
TATA MOTORS PASSENGER VEHICLES LIMITED Equity Direct Stocks
THE SUPREME INDUSTRIES LIMITED Equity Direct Stocks
TIPS MUSIC LIMITED Equity Direct Stocks
TITAN COMPANY LIMITED Equity Direct Stocks
TRIVENI TURBINE LIMITED Equity Direct Stocks
TVS MOTOR COMPANY LIMITED Equity Direct Stocks
UTI MUTUAL FUND Equity Direct Stocks
VARUN BEVERAGES LIMITED Equity Direct Stocks
VIJAYA DIAGNOSTIC CENTRE LIMITED Equity Direct Stocks
VINATI ORGANICS LIMITED Equity Direct Stocks
WESTLIFE FOODWORLD LIMITED Equity Direct Stocks
ZEE ENTERTAINMENT ENTERPRISES LIMITED Equity Direct Stocks
ZEN TECHNOLOGIES LIMITED Equity Direct Stocks
HDFC Arbitrage Wholesale- Growth Direct Hybrid Arbitrage
SBI Arbitrage Opportunity Fund Hybrid Arbitrage
Mirae Asset Tax Saver Fund-Growth Direct Equity ELSS
Parag Parikh Flexi Cap Fund – Growth Direct Equity Flexi Cap
Canara Robeco Emerging Equities – Growth Direct Equity Large and Mid cap
HDFC Large and mid cap Fund-Growth-Direct 21751649/57 Equity Large and Mid cap
kotak multi cap Fund Equity Multi cap
Nippon India Nifty 50 Value 20 Fund-direct-Growth Equity Large cap
SBI Nifty Index Fund-Growth Direct Equity Large cap
Motilal oswal Nifty Microcap 250 Index Fund Equity Micro cap
SBI Magnum Mid cap Growth-Direct Equity Mid cap
Motilal oswal midcap fund Equity Mid cap
HDFC Mid cap Fund-Growh Direct-21751649/57 Equity Mid cap
HDFC Nifty 200 Momentum 30 Index Fund Equity Momentum
TATA Nifty Midcap 150 Momentum 50 Index Fund Equity momentum
Nippon India Nifty 500 Momentum 50 Index Direct-G  Equity MOmentum
HDFC Multi cap Fund Equity Multi cap
Bandhan Small cap Fund  Equity Small cap
TATA Small cap Fund – Growth Direct-8886874/22 Equity Small cap
HDFC Liquid – Growth Direct–21751649/57 Debt Liquid
Bandhan Liquid Fund -Growth Direct Debt Liquid
Kotak liquid fund Debt Liquid
Nippon India Tax Saver Fund (ELSS) Growth (NWL*)-43513593985 Equity ELSS
Aditya Birla Sun Life Frontline Equity Fund Growth Equity Large Cap
DSP Top 100 Equity Fund Regular Plan Growth (WL**) Equity Large Cap
Nippon India Banking & Financial Services Fund Growth Plan Equity Sectoral -Banking
HDFC Liquid Fund-Growth Debt Liquid
Axis iquid Fund-Regular Growth Debt Liquid
Nippon India Liquid Fund Debt Liquid
Axis Flexi Cap Fund Regular Plan Growth Equity Flexi cap
Axis Midcap Fund-Growth Equity Mid cap
DSP Top 100 Equity- Reg plan Growth Equity Large cap
HDFC CAPITAL BUILDER VALUE FUND GR Equity Value
HDFC Mid Cap Opportunities Fund Growth Equity Mid cap
ICICI Prudential Bluechip Fund Growth Equity Large cap
Nippon India Large Cap Fund – Growth Equity Large cap
Nippon IndiaTax Saver Fund -Growth Equity ELSS

Holding details of Gaurav Jhanwar as on date 30th June 2026

Instrument Name Asset class Category
Relaxo Equity Direct Stocks
ATGL Equity Direct Stocks
Axis large and mid cap Fund Equity Large and mid cap
Canara Robeco ELSS Tax Saver Fund Equity ELSS
Canara Robeco Small Cap Equity Small cap
Edelweiss Nifty 100 Quality 30 Index Dir Gr Equity Large cap
Edelweiss US Technology Equity FOF Reg Gr Equity Global
FranklIn India Small Cap Fund Gr Equity Small cap
HDFC Nifty 50 Index Fund Dir Equity Large cap
HSBC Midcap Fund Equity Mid cap
Kotak US Specific Equity Passive FOF Equity Global
Motilal Oswal Nifty MicroCap 250 Index Fund Equity Micro cap
Nippon India Large Cap Fund Gr Equity Large cap
Nippon India Multi Cap Gr Equity Multi cap
Nippon India Small Cap Dir Gr Equity Small cap
PGIM India Flexi Cap Equity Flexi cap
PGIM India Global Equity Opportunities FOF Equity Global
Parag Parikh ELSS Tax Saver Reg Equity ELSS
Sundaram Services Fund Equity Thematic
Tata Nifty Capital Markets Index Fund Equity Thematic
Tata Nifty Midcap 150 Momentum 50 Index Fund Equity Momentum
UTI Nifty 500 Value 50 Index Fund Equity Large cap
WhiteOak Capital Mid Cap Fund Equity Mid cap
Bandhan Liquid Fund Liquid Debt-Liquid
Bandhan Small Cap Equity Small cap
HDFC Focused Fund Gr Equity Focused
HDFC Liquid Gr Liquid Debt-Liquid
HDFC Nifty 200 Momentum 30 Index Fund Equity Momentum
ICICI Pru Midcap Gr Equity Mid cap
Kotak Liquid Fund Reg Plan G Liquid Debt-Liquid
Kotak MultiCap Fund Equity Multi cap
LEEL Electricals Equity Direct Stocks
Sunil Hitech Equity Direct Stocks
ZICOM Elecronics Equity Direct Stocks
Teamo Productions Equity Direct Stocks
Metalyst Forging Equity Direct Stocks
Birlasoft Equity Direct Stocks
Reliance Industries Equity Direct Stocks
Network 18 Media and Investments Equity Direct Stocks
SGL Resources Limited Equity Direct Stocks

SEBI Saa₹thi 2.0 Mobile App

SEBI has recently launched its Saa₹thi 2.0 Mobile App on Personal Finance for Investors. The updated “Saa₹thi” app introduces a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts. It includes financial calculators, and has different modules that introduce and explain KYC procedures, mutual funds, ETFs, buying and selling shares on stock exchanges, investor grievances redressal mechanism, and the Online Dispute Resolution (ODR) platform. Additionally, the app features a range of videos designed to assist investors in their personal finance planning.