Regulatory Disclosure

This website (“Site”) is presented to you by SANGUINE WEALTH ADVISORS LLP. SANGUINE WEALTH ADVISORS LLP provides both advisory services and execution / distribution services however through distinct identifiable divisions.

The client is under no obligation to avail either or both advisory services and execution/distribution services from SANGUINE WEALTH ADVISORS LLP.

Registration granted by SEBI, membership of BASL  and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of return to investors. “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

SANGUINE WEALTH ADVISORS LLP may also get marketing expense reimbursements from various product manufacturers. Reimbursements may not be attributed to any particular scheme, solution, and product being offered by such providers.

Regulatory Disclosure

Scheme Type Trail Commission – 1st Year per annum Trail Commission -2nd Year onwards, per annum
Liquid & Floating Schemes 0.05% – 0.10% 0.05% – 0.10%
Ultra Short Term Schemes 0.05% – 0.10% 0.05% – 0.10%
Short Term Schemes 0.10% – 0.60% 0.10% – 0.55%
Income Schemes 0.25% – 1.50% 0.25% – 1.50%
Gilt Schemes 0.20% – 0.75% 0.20% – 0.75%
Monthly Income Plan 0% – 1.00% 0% – 1.00%
Hybrid Schemes 0% – 1.00% 0% – 1.00%
Arbitrage Funds 0% – 0.70% 0% – 0.70%
Fund of Funds 0% – 1.00% 0% – 1.00%
ELSS 0.25% – 1.25% 0.25% – 1.25%
Index Fund 0.40% – 0.75% 0.40% – 0.75%
Equity & Balanced 0.50% -1.30% 0.50% -1.30%
Fixed Maturity Plans 0.05% – 0.50% 0.05% – 0.50%
Insurance Plans Not Applicable Not Applicable
Bonds / FDs 0% – 0.03% 0% – 0.03%
Equities Not Applicable Not Applicable
AIF 1 – 1.5% 1 – 1.5%

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 are as under :-

Financial Year Compliance Audit Status Remark, If Any
FY 2024- 2025 Conducted NIL
FY 2023- 2024 Conducted NIL
FY 2022- 2023 Conducted NIL
FY 2021- 2022 Conducted NIL
FY 2020-2021 Conducted NIL
FY 2019-2020 Conducted NIL
FY 2018-2019 Conducted NIL
5th Feb 2018 to 31st March 2018 Conducted NIL

Holding details of Amar Tekwani – Principal Officer / Investments Advisor as on date 31st March 2026

Instrument Name Asset Class Category
HDFC Arbitrage  Fund Hybrid Mutual Fund Arbitrage
SBI Arbitrage Opportunities Fund Hybrid Mutual Fund Arbitrage
Mirae Asset Tax Saver Fund Equity Mutual Fund ELSS
Parag Parikh Flexi Cap Fund  Equity Mutual Fund Flexi Cap
Canara Robeco large and mid cap Fund Equity Mutual Fund Large and Mid cap
HDFC Large and mid cap Fund Equity Mutual Fund Large and Mid cap
Nippon India Nifty 50 Value 20 Index Fund Equity Mutual Fund Large cap
SBI Nifty Index Fund Equity Mutual Fund Large cap
Motilal oswal Nifty Microcap 250 Index Fund Equity Mutual Fund Micro cap
SBI Magnum Mid cap Fund Equity Mutual Fund Mid cap
Motilal oswal midcap fund Equity Mutual Fund Mid cap
HDFC Mid cap Fund Equity Mutual Fund Mid cap
HDFC Nifty 200 Momentum 30 Index Fund Equity Mutual Fund Momentum
TATA Nifty Midcap 150 Momentum 50 Index Fund Equity Mutual Fund Momentum
Nippon India Nifty 500 Momentum 50 Index  Fund Equity Mutual Fund Momentum
HDFC Multi cap Fund Equity Mutual Fund Multi cap
Bandhan Small cap Fund  Equity Mutual Fund Small cap
TATA Small cap Fund Equity Mutual Fund Small cap
Motilal oswal Liquid Fund Debt Mutual Fund Liquid
SBI Liquid Fund  Debt Mutual Fund Liquid
HDFC Liquid Fund Debt Mutual Fund Liquid
Bandhan Liquid Fund Debt Mutual Fund Liquid
TATA Liquid Fund Debt Mutual Fund Liquid
Nippon India ELSS Fund Equity Mutual Fund ELSS
Aditya Birla Sun Life Large cap Fund Equity Mutual Fund Large Cap
DSP Top 100 Equity Fund Equity Mutual Fund Large Cap
Nippon India Banking & Financial Services Fund  Equity Mutual Fund Sectoral 
HDFC Liquid Fund Debt Mutual Fund Liquid
HDFC Mid Cap Fund Equity Mutual Fund Mid cap
ICICI Prudential Large cap Fund Equity Mutual Fund Large cap
Nippon India Large Cap Fund Equity Mutual Fund Large cap
Nippon IndiaTax Saver Fund Equity Mutual Fund ELSS
ABBOTT INDIA LIMITED Equity  Direct Stocks
ACC LIMITED Equity  Direct Stocks
ACTION CONSTRUCTION EQUIPMENT LIMITED Equity  Direct Stocks
ADANI PORTS AND SPECIAL ECONOMIC ZONE LIMITED Equity  Direct Stocks
ADANI POWER LIMITED Equity  Direct Stocks
ADITYA BIRLA SUN LIFE MUTUAL FUND Equity  Direct Stocks
AFFLE 3I LIMITED Equity  Direct Stocks
AJANTA PHARMA LIMITED Equity  Direct Stocks
AMBUJA CEMENTS LIMITED Equity  Direct Stocks
ASTRAL LIMITED Equity  Direct Stocks
AU SMALL FINANCE BANK LIMITED Equity  Direct Stocks
AXIS BANK LIMITED Equity  Direct Stocks
BAJAJ FINSERV LIMITED Equity  Direct Stocks
BALKRISHNA INDUSTRIES LIMITED Equity  Direct Stocks
BATA INDIA LTD Equity  Direct Stocks
BHARAT ELECTRONICS LIMITED Equity  Direct Stocks
BIRLASOFT LIMITED Equity  Direct Stocks
CANARA BANK Equity  Direct Stocks
CASTROL INDIA LIMITED Equity  Direct Stocks
CERA SANITARYWARE LIMITED Equity  Direct Stocks
CIPLA LIMITED Equity  Direct Stocks
COHANCE LIFESCIENCES LIMITED Equity  Direct Stocks
COLGATE-PALMOLIVE (INDIA) LIMITED Equity  Direct Stocks
CONTAINER CORPORATION OF INDIA LIMITED Equity  Direct Stocks
CRISIL LIMITED Equity  Direct Stocks
DIVIS LABORATORIES LIMITED Equity  Direct Stocks
EICHER MOTORS LIMITED Equity  Direct Stocks
ELECON ENGINEERING COMPANY LIMITED Equity  Direct Stocks
ESCORTS KUBOTA LIMITED Equity  Direct Stocks
FORTIS HEALTHCARE LIMITED Equity  Direct Stocks
GABRIEL INDIA LIMITED Equity  Direct Stocks
GOEL CONSTRUCTION COMPANY LIMITED Equity  Direct Stocks
GREAVES COTTON LIMITED Equity  Direct Stocks
GRINDWELL NORTON LIMITED Equity  Direct Stocks
HCL TECHNOLOGIES LIMITED Equity  Direct Stocks
HDFC BANK LIMITED Equity  Direct Stocks
HDFC LIFE INSURANCE COMPANY LIMITED Equity  Direct Stocks
HDFC  Small cap 250 ETF Equity  Direct Stocks
HDFC Nifty 200 momentum 30 ETF Equity  Direct Stocks
ICICI BANK LIMITED Equity  Direct Stocks
Icici Prudential Nifty50 Value 20 Etf Equity  Direct Stocks
Icici Prudential Nifty Midcap 150 Etf Equity  Direct Stocks
ICICI Prudential 10 year G Sec ETF Equity  Direct Stocks
INDUSIND BANK LTD. Equity  Direct Stocks
INTELLECT DESIGN ARENA LIMITED Equity  Direct Stocks
ITC LIMITED Equity  Direct Stocks
JIO FINANCIAL SERVICES LIMITED Equity  Direct Stocks
KAJARIA CERAMICS LIMITED Equity  Direct Stocks
KAYNES TECHNOLOGY INDIA LIMITED Equity  Direct Stocks
KNR CONSTRUCTIONS LIMITED Equity  Direct Stocks
KWALITY WALLS (INDIA) LIMITED Equity  Direct Stocks
L&T TECHNOLOGY SERVICES LIMITED Equity  Direct Stocks
LARSEN AND TOUBRO LIMITED Equity  Direct Stocks
LINDE INDIA LIMITED Equity  Direct Stocks
MAHARASHTRA SEAMLESS LIMITED Equity  Direct Stocks
MARICO LIMITED Equity  Direct Stocks
MARUTI SUZUKI INDIA LIMITED Equity  Direct Stocks
MAX HEALTHCARE INSTITUTE LIMITED Equity  Direct Stocks
METROPOLIS HEALTHCARE LIMITED Equity  Direct Stocks
MIRAE ASSET MUTUAL FUND Equity  Direct Stocks
MOTILAL OSWAL MUTUAL FUND Equity  Direct Stocks
MPHASIS LIMITED Equity  Direct Stocks
MRS. BECTORS FOOD SPECIALITIES LIMITED Equity  Direct Stocks
MUTHOOT FINANCE LIMITED Equity  Direct Stocks
NESTLE INDIA LIMITED Equity  Direct Stocks
Nippon India ETF Nifty 50 value 20 Equity  Direct Stocks
Nippon India  ETF Gold BeES Equity  Direct Stocks
NIPPON IND ETF NIFTY IT Equity  Direct Stocks
NIPPON INDIA ETF NIFTY 1D RATE LIQUID BEES Equity  Direct Stocks
NIPPON INDIA MF – NIPPON INDIA SILVER ETF Equity  Direct Stocks
NUVAMA WEALTH MANAGEMENT LIMITED Equity  Direct Stocks
ONE 97 COMMUNICATIONS LIMITED Equity  Direct Stocks
PIDILITE INDUSTRIES LIMITED Equity  Direct Stocks
PRAJ INDUSTRIES LIMITED Equity  Direct Stocks
PROCTER & GAMBLE HEALTH LIMITED Equity  Direct Stocks
RADICO KHAITAN LIMITED Equity  Direct Stocks
RAINBOW CHILDRENS MEDICARE LIMITED Equity  Direct Stocks
SANOFI INDIA LIMITED Equity  Direct Stocks
SBI MUTUAL FUND Equity  Direct Stocks
SOLAR INDUSTRIES INDIA LIMITED Equity  Direct Stocks
SRF LIMITED Equity  Direct Stocks
STATE BANK OF INDIA Equity  Direct Stocks
SUMITOMO CHEMICAL INDIA LIMITED Equity  Direct Stocks
SUN PHARMACEUTICAL INDUSTRIES LIMITED Equity  Direct Stocks
TATA MOTORS LIMITED Equity  Direct Stocks
TATA MOTORS PASSENGER VEHICLES LIMITED Equity  Direct Stocks
THE SUPREME INDUSTRIES LIMITED Equity  Direct Stocks
TIPS MUSIC LIMITED Equity  Direct Stocks
TITAN COMPANY LIMITED Equity  Direct Stocks
TRIVENI TURBINE LIMITED Equity  Direct Stocks
TVS MOTOR COMPANY LIMITED Equity  Direct Stocks
UTI MUTUAL FUND Equity  Direct Stocks
VARUN BEVERAGES LIMITED Equity  Direct Stocks
VIJAYA DIAGNOSTIC CENTRE LIMITED Equity  Direct Stocks
VINATI ORGANICS LIMITED Equity  Direct Stocks
WESTLIFE FOODWORLD LIMITED Equity  Direct Stocks
ZEE ENTERTAINMENT ENTERPRISES LIMITED Equity  Direct Stocks
ZEN TECHNOLOGIES LIMITED Equity  Direct Stocks

SEBI Saa₹thi 2.0 Mobile App

SEBI has recently launched its Saa₹thi 2.0 Mobile App on Personal Finance for Investors. The updated “Saa₹thi” app introduces a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts. It includes financial calculators, and has different modules that introduce and explain KYC procedures, mutual funds, ETFs, buying and selling shares on stock exchanges, investor grievances redressal mechanism, and the Online Dispute Resolution (ODR) platform. Additionally, the app features a range of videos designed to assist investors in their personal finance planning.