Regulatory Disclosure

This website (“Site”) is presented to you by SANGUINE WEALTH ADVISORS LLP. SANGUINE WEALTH ADVISORS LLP provides both advisory services and execution / distribution services however through distinct identifiable divisions.

The client is under no obligation to avail either or both advisory services and execution/distribution services from SANGUINE WEALTH ADVISORS LLP.

Registration granted by SEBI, membership of BASL  and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of return to investors. “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

SANGUINE WEALTH ADVISORS LLP may also get marketing expense reimbursements from various product manufacturers. Reimbursements may not be attributed to any particular scheme, solution, and product being offered by such providers.

Regulatory Disclosure

Scheme Type Trail Commission – 1st Year per annum Trail Commission -2nd Year onwards, per annum
Liquid & Floating Schemes 0.05% – 0.10% 0.05% – 0.10%
Ultra Short Term Schemes 0.05% – 0.10% 0.05% – 0.10%
Short Term Schemes 0.10% – 0.60% 0.10% – 0.55%
Income Schemes 0.25% – 1.50% 0.25% – 1.50%
Gilt Schemes 0.20% – 0.75% 0.20% – 0.75%
Monthly Income Plan 0% – 1.00% 0% – 1.00%
Hybrid Schemes 0% – 1.00% 0% – 1.00%
Arbitrage Funds 0% – 0.70% 0% – 0.70%
Fund of Funds 0% – 1.00% 0% – 1.00%
ELSS 0.25% – 1.25% 0.25% – 1.25%
Index Fund 0.40% – 0.75% 0.40% – 0.75%
Equity & Balanced 0.50% -1.30% 0.50% -1.30%
Fixed Maturity Plans 0.05% – 0.50% 0.05% – 0.50%
Insurance Plans Not Applicable Not Applicable
Bonds / FDs 0% – 0.03% 0% – 0.03%
Equities Not Applicable Not Applicable
AIF 1 – 1.5% 1 – 1.5%

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 are as under :-

Financial Year Compliance Audit Status Remark, If Any
FY 2024- 2025 Conducted NIL
FY 2023- 2024 Conducted NIL
FY 2022- 2023 Conducted NIL
FY 2021- 2022 Conducted NIL
FY 2020-2021 Conducted NIL
FY 2019-2020 Conducted NIL
FY 2018-2019 Conducted NIL
5th Feb 2018 to 31st March 2018 Conducted NIL

Holding details of Amar Tekwani – Principal Officer / Investments Advisor as on date 31st December 2025

Entity name Category Fund Name
HDFC Arbitrage Wholesale Fund Arbitrage Hybrid
SBI Arbitrage Opportunities Fund Arbitrage Hybrid
Mirae Asset ELSS Tax Saver Fund ELSS Equity
Nippon India Tax Saver Fund (ELSS)  Fund ELSS Equity
Nippon IndiaTax Saver Fund  ELSS Equity
Parag Parikh Flexi Cap Fund Flexi cap Equity
Canara Robeco Large and Mid Cap Fund Large and mid cap Equity
HDFC Large and Mid Cap Fund Large and mid cap Equity
Nippon India Nifty 50 Value 20 Index  Fund Large cap Equity
SBI Nifty Index Fund Large cap Equity
Aditya Birla Sun Life Frontline Equity Fund  Large Cap Equity
DSP Top 100 Equity Fund Large Cap Equity
ICICI Prudential Bluechip Fund  Large cap Equity
Nippon India Large Cap Fund Large cap Equity
Bandhan Liquid  Fund Liquid Debt-liquid
HDFC Liquid Fund Liquid Debt-liquid
Motilal Oswal Liquid Fund Liquid Debt-liquid
Nippon India Liquid Fund Liquid Debt-liquid
SBI Liquid  Fund Liquid Debt-liquid
Tata Liquid  Fund Liquid Debt-liquid
HDFC Liquid Fund Liquid Debt-liquid
Motilal Oswal Nifty Microcap 250 Index  Fund Micro cap Equity
HDFC Mid Cap  Fund Mid cap Equity
Motilal Oswal Midcap  Fund Mid cap Equity
SBI Midcap  Fund Mid cap Equity
HDFC Mid Cap Opportunities Fund  Mid cap Equity
HDFC NIFTY200 Momentum 30 Index  Fund Momentum Equity
Nippon India Nifty 500 Momentum 50 Index  Fund Momentum Equity
Tata Nifty Midcap 150 Momentum 50 Index  Fund Momentum Equity
HDFC Multi Cap  Fund Multi cap Equity
Nippon India Banking & Financial Services Fund  Sectoral -Banking Equity
Bandhan Small Cap  Fund small cap Equity
Tata Small Cap  Fund small cap Equity
ABBOTT INDIA LIMITED Direct Stocks Equity
ACC LIMITED Direct Stocks Equity
ACTION CONSTRUCTION EQUIPMENT LIMITED Direct Stocks Equity
ADANI PORTS AND SPECIAL ECONOMIC ZONE LIMITED Direct Stocks Equity
ADANI POWER LIMITED Direct Stocks Equity
ADITYA BIRLA SUN LIFE MUTUAL FUND Direct Stocks Equity
AJANTA PHARMA LIMITED Direct Stocks Equity
AMBUJA CEMENTS LIMITED Direct Stocks Equity
ASTRAL LIMITED Direct Stocks Equity
AU SMALL FINANCE BANK LIMITED Direct Stocks Equity
AXIS BANK LIMITED Direct Stocks Equity
BAJAJ FINSERV LIMITED Direct Stocks Equity
BALKRISHNA INDUSTRIES LIMITED Direct Stocks Equity
BATA INDIA LTD Direct Stocks Equity
BHARAT ELECTRONICS LIMITED Direct Stocks Equity
CANARA BANK Direct Stocks Equity
CASTROL INDIA LIMITED Direct Stocks Equity
CERA SANITARYWARE LIMITED Direct Stocks Equity
CIPLA LIMITED Direct Stocks Equity
COHANCE LIFESCIENCES LIMITED Direct Stocks Equity
COLGATE-PALMOLIVE (INDIA) LIMITED Direct Stocks Equity
CONTAINER CORPORATION OF INDIA LIMITED Direct Stocks Equity
CRISIL LIMITED Direct Stocks Equity
DIVIS LABORATORIES LIMITED Direct Stocks Equity
EICHER MOTORS LIMITED Direct Stocks Equity
ELECON ENGINEERING COMPANY LIMITED Direct Stocks Equity
ESCORTS KUBOTA LIMITED Direct Stocks Equity
FORTIS HEALTHCARE LIMITED Direct Stocks Equity
GABRIEL INDIA LIMITED Direct Stocks Equity
GOEL CONSTRUCTION COMPANY LIMITED Direct Stocks Equity
GREAVES COTTON LIMITED Direct Stocks Equity
GRINDWELL NORTON LIMITED Direct Stocks Equity
HCL TECHNOLOGIES LIMITED Direct Stocks Equity
HDFC BANK LIMITED Direct Stocks Equity
HDFC LIFE INSURANCE COMPANY LIMITED Direct Stocks Equity
HDFC MUTUAL FUND Direct Stocks Equity
HINDUSTAN UNILEVER LIMITED Direct Stocks Equity
ICICI BANK LIMITED Direct Stocks Equity
INDIAN ENERGY EXCHANGE LIMITED Direct Stocks Equity
INDRAPRASTHA GAS LIMITED Direct Stocks Equity
INDUSIND BANK LTD. Direct Stocks Equity
INTELLECT DESIGN ARENA LIMITED Direct Stocks Equity
ITC HOTELS LIMITED Direct Stocks Equity
ITC LIMITED Direct Stocks Equity
J B CHEMICALS AND PHARMACEUTICALS LIMITED Direct Stocks Equity
JAIPRAKASH POWER VENTURES LIMITED Direct Stocks Equity
JIO FINANCIAL SERVICES LIMITED Direct Stocks Equity
JYOTI RESINS AND ADHESIVES LTD Direct Stocks Equity
KAJARIA CERAMICS LIMITED Direct Stocks Equity
KAYNES TECHNOLOGY INDIA LIMITED Direct Stocks Equity
KNR CONSTRUCTIONS LIMITED Direct Stocks Equity
KWALITY WALLS (INDIA) LIMITED Direct Stocks Equity
L&T TECHNOLOGY SERVICES LIMITED Direct Stocks Equity
LARSEN AND TOUBRO LIMITED Direct Stocks Equity
LINDE INDIA LIMITED Direct Stocks Equity
MAHARASHTRA SEAMLESS LIMITED Direct Stocks Equity
MARICO LIMITED Direct Stocks Equity
MARUTI SUZUKI INDIA LIMITED Direct Stocks Equity
MAX HEALTHCARE INSTITUTE LIMITED Direct Stocks Equity
METROPOLIS HEALTHCARE LIMITED Direct Stocks Equity
MIRAE ASSET MUTUAL FUND Direct Stocks Equity
MOTILAL OSWAL MUTUAL FUND Direct Stocks Equity
MPHASIS LIMITED Direct Stocks Equity
MRS. BECTORS FOOD SPECIALITIES LIMITED Direct Stocks Equity
MUTHOOT FINANCE LIMITED Direct Stocks Equity
NESTLE INDIA LIMITED Direct Stocks Equity
NETWORK18 MEDIA & INVESTMENTS LIMITED Direct Stocks Equity
NUVAMA WEALTH MANAGEMENT LIMITED Direct Stocks Equity
ONE 97 COMMUNICATIONS LIMITED Direct Stocks Equity
PIDILITE INDUSTRIES LIMITED Direct Stocks Equity
PRAJ INDUSTRIES LIMITED Direct Stocks Equity
PROCTER & GAMBLE HEALTH LIMITED Direct Stocks Equity
RADICO KHAITAN LIMITED Direct Stocks Equity
RAINBOW CHILDRENS MEDICARE LIMITED Direct Stocks Equity
RELIANCE POWER LIMITED Direct Stocks Equity
RPG LIFE SCIENCES LIMITED Direct Stocks Equity
RPSG VENTURES LIMITED Direct Stocks Equity
SANOFI CONSUMER HEALTHCARE INDIA LIMITED Direct Stocks Equity
SANOFI INDIA LIMITED Direct Stocks Equity
SBI MUTUAL FUND Direct Stocks Equity
SOLAR INDUSTRIES INDIA LIMITED Direct Stocks Equity
SRF LIMITED Direct Stocks Equity
STATE BANK OF INDIA Direct Stocks Equity
SUMITOMO CHEMICAL INDIA LIMITED Direct Stocks Equity
SUN PHARMACEUTICAL INDUSTRIES LIMITED Direct Stocks Equity
SUPREME HOLDINGS & HOSPITALITY (INDIA) LIMITED Direct Stocks Equity
TATA MOTORS LIMITED Direct Stocks Equity
TATA MOTORS PASSENGER VEHICLES LIMITED Direct Stocks Equity
THE FEDERAL BANK LIMITED Direct Stocks Equity
TIPS MUSIC LIMITED Direct Stocks Equity
TITAN COMPANY LIMITED Direct Stocks Equity
TRIVENI TURBINE LIMITED Direct Stocks Equity
TVS MOTOR COMPANY LIMITED Direct Stocks Equity
UMIYA BUILDCON LIMITED Direct Stocks Equity
UTI MUTUAL FUND Direct Stocks Equity
VARUN BEVERAGES LIMITED Direct Stocks Equity
VINATI ORGANICS LIMITED Direct Stocks Equity
WAAREE RENEWABLE TECHNOLOGIES LIMITED Direct Stocks Equity
WESTLIFE FOODWORLD LIMITED Direct Stocks Equity
ZEE ENTERTAINMENT ENTERPRISES LIMITED Direct Stocks Equity
ZEN TECHNOLOGIES LIMITED Direct Stocks Equity
ZYDUS LIFESCIENCES LIMITED Direct Stocks Equity
Aditya Birla Sun Life Silver ETF Silver ETF Commodity
HDFC Small cap 250 ETF Equity ETF Equity
Icici Prudential Nifty Midcap 150 Etf Equity ETF Equity
Icici Prudential Nifty50 Value 20 Etf Equity ETF Equity
Motilal Oswal Nifty Midcap 100 ETF Equity ETF Equity
Mirae Asset Gold ETF Gold ETF Commodity
NIPPON INDIA MF – NIPPON INDIA SILVER ETF Silver ETF Commodity
Reliance ETF Gold BeES Gold ETF Commodity
UTI Silver ETF Silver ETF Commodity
ICICI Prudential 10 year G Sec ETF Debt ETF Debt

SEBI Saa₹thi 2.0 Mobile App

SEBI has recently launched its Saa₹thi 2.0 Mobile App on Personal Finance for Investors. The updated “Saa₹thi” app introduces a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts. It includes financial calculators, and has different modules that introduce and explain KYC procedures, mutual funds, ETFs, buying and selling shares on stock exchanges, investor grievances redressal mechanism, and the Online Dispute Resolution (ODR) platform. Additionally, the app features a range of videos designed to assist investors in their personal finance planning.