Regulatory Disclosure

This website (“Site”) is presented to you by SANGUINE WEALTH ADVISORS LLP. SANGUINE WEALTH ADVISORS LLP provides both advisory services and execution / distribution services however through distinct identifiable divisions.

The client is under no obligation to avail either or both advisory services and execution/distribution services from SANGUINE WEALTH ADVISORS LLP.

Registration granted by SEBI, membership of BASL  and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of return to investors. “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

SANGUINE WEALTH ADVISORS LLP may also get marketing expense reimbursements from various product manufacturers. Reimbursements may not be attributed to any particular scheme, solution, and product being offered by such providers.

Regulatory Disclosure

Scheme Type Trail Commission – 1st Year per annum Trail Commission -2nd Year onwards, per annum
Liquid & Floating Schemes 0.05% – 0.10% 0.05% – 0.10%
Ultra Short Term Schemes 0.05% – 0.10% 0.05% – 0.10%
Short Term Schemes 0.10% – 0.60% 0.10% – 0.55%
Income Schemes 0.25% – 1.50% 0.25% – 1.50%
Gilt Schemes 0.20% – 0.75% 0.20% – 0.75%
Monthly Income Plan 0% – 1.00% 0% – 1.00%
Hybrid Schemes 0% – 1.00% 0% – 1.00%
Arbitrage Funds 0% – 0.70% 0% – 0.70%
Fund of Funds 0% – 1.00% 0% – 1.00%
ELSS 0.25% – 1.25% 0.25% – 1.25%
Index Fund 0.40% – 0.75% 0.40% – 0.75%
Equity & Balanced 0.50% -1.30% 0.50% -1.30%
Fixed Maturity Plans 0.05% – 0.50% 0.05% – 0.50%
Insurance Plans Not Applicable Not Applicable
Bonds / FDs 0% – 0.03% 0% – 0.03%
Equities Not Applicable Not Applicable
AIF 1 – 1.5% 1 – 1.5%

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 are as under :-

Financial Year Compliance Audit Status Remark, If Any
FY 2024- 2025 Conducted NIL
FY 2023- 2024 Conducted NIL
FY 2022- 2023 Conducted NIL
FY 2021- 2022 Conducted NIL
FY 2020-2021 Conducted NIL
FY 2019-2020 Conducted NIL
FY 2018-2019 Conducted NIL
5th Feb 2018 to 31st March 2018 Conducted NIL
Holding details of Amar Tekwani – Principal Officer / Investments Advisor as on date 30th September 2025
Entity name Category Fund Name
Aditya Birla Sun Life Silver ETF Commodity Silver ETF
NIPPON INDIA MF – NIPPON INDIA SILVER ETF Commodity Silver ETF
UTI Silver ETF Commodity Silver ETF
Motilal oswal Liquid Fund Debt Liquid
SBI Liquid Fund Debt Liquid
Bandhan Liquid Fund  Debt Liquid
TATA Liquid Fund Debt Liquid
HDFC Liquid Fund Debt Liquid
Axis Liquid Fund Debt Liquid
Nippon India Liquid Fund Debt Liquid
HDFC MONEY MARKET FUND  Debt Money Market
Mirae Asset Tax Saver Fund Equity ELSS
Parag Parikh Flexi Cap Fund  Equity Flexi Cap
Canara Robeco Large and Mid cap Fund Equity Large and Mid cap
HDFC Large and mid cap Fund Equity Large and Mid cap
Nippon India Nifty 50 Value 20 Fund Equity Large cap
SBI Nifty Index Fund Equity Large cap
Motilal oswal Nifty Microcap 250 Index Fund Equity Micro cap
SBI Magnum Mid cap Fund Equity Mid cap
Motilal oswal midcap fund Equity Mid cap
HDFC Mid cap Fund Equity Mid cap
HDFC Nifty 200 Momentum 30 Index Fund Equity Momentum
TATA Nifty Midcap 150 Momentum 50 Index Fund Equity momentum
Nippon India Nifty 500 Momentum 50 Index Fund Equity MOmentum
HDFC Multi cap Fund Equity Multi cap
Bandhan Small cap Fund  Equity Small cap
TATA Small cap Fund Equity Small cap
Nippon India Tax Saver Fund (ELSS) FUND Equity ELSS
Aditya Birla Sun Life Frontline Equity Fund  Equity Large Cap
DSP Top 100 Equity Fund Regular Plan  Equity Large Cap
Nippon India Banking & Financial Services Fund  Equity Sectoral -Banking
Axis Flexi Cap Fund Equity Flexi cap
Axis Midcap Fund Equity Mid cap
DSP Top 100 Equity Fund Equity Large cap
HDFC Mid Cap Opportunities Fund  Equity Mid cap
ICICI Prudential Bluechip Fund  Equity Large cap
Nippon India Large Cap Fund  Equity Large cap
Nippon IndiaTax Saver Fund Equity ELSS
ABBOTT INDIA LIMITED Equity Direct Stocks
ACC LIMITED Equity Direct Stocks
ACTION CONSTRUCTION EQUIPMENT LIMITED Equity Direct Stocks
ADANI ENTERPRISES LIMITED Equity Direct Stocks
ADANI PORTS AND SPECIAL ECONOMIC ZONE LIMITED Equity Direct Stocks
ADANI POWER LIMITED Equity Direct Stocks
AJANTA PHARMA LIMITED Equity Direct Stocks
AMBUJA CEMENTS LIMITED Equity Direct Stocks
ANDHRA PAPER LIMITED Equity Direct Stocks
ASTRAL LIMITED Equity Direct Stocks
AU SMALL FINANCE BANK LIMITED Equity Direct Stocks
AVENUE SUPERMARTS LIMITED Equity Direct Stocks
AXIS BANK LIMITED Equity Direct Stocks
BAJAJ FINSERV LIMITED Equity Direct Stocks
BALKRISHNA INDUSTRIES LIMITED Equity Direct Stocks
BATA INDIA LTD Equity Direct Stocks
BHARAT ELECTRONICS LIMITED Equity Direct Stocks
BIKAJI FOODS INTERNATIONAL LIMITED Equity Direct Stocks
BIOCON LIMITED Equity Direct Stocks
BOROSIL LIMITED Equity Direct Stocks
CANARA BANK Equity Direct Stocks
CASTROL INDIA LIMITED Equity Direct Stocks
CERA SANITARYWARE LIMITED Equity Direct Stocks
CIPLA LIMITED Equity Direct Stocks
CITY UNION BANK LIMITED Equity Direct Stocks
COLGATE-PALMOLIVE (INDIA) LIMITED Equity Direct Stocks
CONTAINER CORPORATION OF INDIA LIMITED Equity Direct Stocks
CRISIL LIMITED Equity Direct Stocks
DABUR INDIA LIMITED Equity Direct Stocks
DIAMINES AND CHEMICALS LIMITED Equity Direct Stocks
DIVIS LABORATORIES LIMITED Equity Direct Stocks
EICHER MOTORS LIMITED Equity Direct Stocks
ELECON ENGINEERING COMPANY LIMITED Equity Direct Stocks
ESCORTS KUBOTA LIMITED Equity Direct Stocks
FORTIS HEALTHCARE LIMITED Equity Direct Stocks
GABRIEL INDIA LIMITED Equity Direct Stocks
GOEL CONSTRUCTION COMPANY LIMITED Equity Direct Stocks
GREAVES COTTON LIMITED Equity Direct Stocks
GRINDWELL NORTON LIMITED Equity Direct Stocks
HCL TECHNOLOGIES LIMITED Equity Direct Stocks
HDFC BANK LIMITED Equity Direct Stocks
HDFC LIFE INSURANCE COMPANY LIMITED Equity Direct Stocks
HDFC Small cap 250 ETF Equity Small cap ETF
HINDUSTAN UNILEVER LIMITED Equity Direct Stocks
ICICI BANK LIMITED Equity Direct Stocks
Icici Prudential Nifty Midcap 150 Etf Equity Mid cap ETF
Icici Prudential Nifty50 Value 20 Etf Equity Lareg cap ETF
INDIAN ENERGY EXCHANGE LIMITED Equity Direct Stocks
INDIAN RAILWAY CATERING AND TOURISM CORPORATION LIMITED Equity Direct Stocks
INDRAPRASTHA GAS LIMITED Equity Direct Stocks
INDUSIND BANK LTD. Equity Direct Stocks
INTELLECT DESIGN ARENA LIMITED Equity Direct Stocks
ITC HOTELS LIMITED Equity Direct Stocks
ITC LIMITED Equity Direct Stocks
J B CHEMICALS AND PHARMACEUTICALS LIMITED Equity Direct Stocks
JAIPRAKASH POWER VENTURES LIMITED Equity Direct Stocks
JIO FINANCIAL SERVICES LIMITED Equity Direct Stocks
JK PAPER LIMITED Equity Direct Stocks
JYOTI RESINS AND ADHESIVES LTD Equity Direct Stocks
KAJARIA CERAMICS LIMITED Equity Direct Stocks
KAYNES TECHNOLOGY INDIA LIMITED Equity Direct Stocks
L&T TECHNOLOGY SERVICES LIMITED Equity Direct Stocks
LARSEN AND TOUBRO LIMITED Equity Direct Stocks
LIFE INSURANCE CORPORATION OF INDIA Equity Direct Stocks
LINDE INDIA LIMITED Equity Direct Stocks
MAHARASHTRA SEAMLESS LIMITED Equity Direct Stocks
MARICO LIMITED Equity Direct Stocks
MARUTI SUZUKI INDIA LIMITED Equity Direct Stocks
MAX HEALTHCARE INSTITUTE LIMITED Equity Direct Stocks
METROPOLIS HEALTHCARE LIMITED Equity Direct Stocks
Motilal Oswal Nifty Midcap 100 ETF Equity Mid cap ETF
MPHASIS LIMITED Equity Direct Stocks
MRS. BECTORS FOOD SPECIALITIES LIMITED Equity Direct Stocks
MUTHOOT FINANCE LIMITED Equity Direct Stocks
NANDANI CREATION LIMITED Equity Direct Stocks
NESTLE INDIA LIMITED Equity Direct Stocks
NETWORK18 MEDIA & INVESTMENTS LIMITED Equity Direct Stocks
NIPPON INDIA ETF NIFTY 1D RATE LIQUID BEE Equity Direct Stocks
Nippon India ETF Nifty 50 value 20 Equity Direct Stocks
NIPPON IND ETF NIFTY IT Equity Direct Stocks
NUVAMA WEALTH MANAGEMENT LIMITED Equity Direct Stocks
ONE 97 COMMUNICATIONS LIMITED Equity Direct Stocks
PIDILITE INDUSTRIES LIMITED Equity Direct Stocks
PROCTER & GAMBLE HEALTH LIMITED Equity Direct Stocks
RADICO KHAITAN LIMITED Equity Direct Stocks
RAINBOW CHILDRENS MEDICARE LIMITED Equity Direct Stocks
RELIANCE POWER LIMITED Equity Direct Stocks
RPG LIFE SCIENCES LIMITED Equity Direct Stocks
RPSG VENTURES LIMITED Equity Direct Stocks
SANOFI CONSUMER HEALTHCARE INDIA LIMITED Equity Direct Stocks
SANOFI INDIA LIMITED Equity Direct Stocks
SBI-ETF Nifty 50 Equity Direct Stocks
SEQUENT SCIENTIFIC LIMITED Equity Direct Stocks
SOLAR INDUSTRIES INDIA LIMITED Equity Direct Stocks
SRF LIMITED Equity Direct Stocks
STATE BANK OF INDIA Equity Direct Stocks
SUMITOMO CHEMICAL INDIA LIMITED Equity Direct Stocks
SUN PHARMACEUTICAL INDUSTRIES LIMITED Equity Direct Stocks
TATA MOTORS LIMITED Equity Direct Stocks
TECH MAHINDRA LIMITED Equity Direct Stocks
THE FEDERAL BANK LIMITED Equity Direct Stocks
TIPS MUSIC LIMITED Equity Direct Stocks
TITAN COMPANY LIMITED Equity Direct Stocks
TRIVENI TURBINE LIMITED Equity Direct Stocks
TVS MOTOR COMPANY LIMITED Equity Direct Stocks
UMIYA BUILDCON LIMITED Equity Direct Stocks
VARUN BEVERAGES LIMITED Equity Direct Stocks
VINATI ORGANICS LIMITED Equity Direct Stocks
WAAREE RENEWABLE TECHNOLOGIES LIMITED Equity Direct Stocks
YES BANK LIMITED Equity Direct Stocks
ZEE ENTERTAINMENT ENTERPRISES LIMITED Equity Direct Stocks
ZEN TECHNOLOGIES LIMITED Equity Direct Stocks
ZYDUS LIFESCIENCES LIMITED Equity Direct Stocks
HDFC Arbitrage Wholesale Fund Hybrid Arbitrage
SBI Arbitrage Opportunity Fund Hybrid Arbitrage

SEBI Saa₹thi 2.0 Mobile App

SEBI has recently launched its Saa₹thi 2.0 Mobile App on Personal Finance for Investors. The updated “Saa₹thi” app introduces a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts. It includes financial calculators, and has different modules that introduce and explain KYC procedures, mutual funds, ETFs, buying and selling shares on stock exchanges, investor grievances redressal mechanism, and the Online Dispute Resolution (ODR) platform. Additionally, the app features a range of videos designed to assist investors in their personal finance planning.